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Consumer Duty-aligned recommendations and suitability

Communicate your recommendations efficiently and effectively, ensuring regulatory compliance and clearly stated reports for you clients.

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Demonstrate suitability for every client

The suitability of recommended investments is a central concern for the regulator and a key aspect of the consumer understanding outcome of Consumer Duty.

Dynamic Planner supports you to communicate recommendations efficiently and effectively and demonstrate suitability, in line with the latest regulations.

We’ve made a recommendations process that aligns with how you work, and provides your clients with the highest standard of reports, customisable by your firm to cater for client groups with different needs and levels of understanding.

Quick and clear client communication

  • Communicate recommendations clearly
  • Recommend rebalances, fund switches, top-ups, withdrawals and more
  • Efficiently report recommendations prior to the transaction, in line with MiFID II
  • Maintain a consistent reporting format in line with other Dynamic Planner reports
  • Meet Consumer Duty requirements on client understanding

Efficiently evidence suitability

Whether you’re recommending rebalances, fund switches, top-ups, or withdrawals, Dynamic Planner’s recommendations and suitability reporting supports you to do so with confidence.

Recommendations can be linked to the client’s most recent review and risk profile, and the impact on asset allocation and risk within the portfolio evidenced.

Recommendation reports communicate key information clearly and can be pre-populated with your firm’s suitability wording, supporting your Consumer Duty alignment.

Transform your recommendation process

Provide clear and concise recommendations to your clients, in line with regulation. Get in touch to find out how.

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“We’ve started to produce recommendation reports in Dynamic Planner. They’re much more professional than what we were producing before, and really quick.”
Trudi Old, Director / Chartered Financial Planner
Clearway Financial Solutions
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Next steps

Client Review

Client Profiling

Investment Research

Cash Flow